Barclays Bank will pay $70 million to settle Heichi trading charges 蚌埠学院专升本

Barclays Bank will pay $70 million to settle at Blackpool trading charges Xinhua News Agency London February 1st news (reporter Deng Qian) according to British media reported on 1, Barclays agreed to pay $70 million to settle in, US regulators on the "dark pools" charges. "Blackpool" is outside the stock exchange trading platforms, usually by large multinational banks or securities company founded and operated, generally do not disclose the purchase or sale of securities price, quantity of information, but private match, anonymous transactions. The fine is so far on the dark pool trading operator is one of the most severe punishment, Barclays Bank to the U.S. Securities and Exchange Commission and the New York attorney general’s office on payment. At the same time, Credit Suisse also agreed to "dark pools" trading charges to the two agencies paid a total of $60 million, $24 million 300 thousand and other improper benefits. Data show that more than 1/3 of securities trading in the United States is no longer in the open market. In recent years, the U.S. regulatory agencies to strengthen the dark pool trading review, a number of financial institutions subject to huge penalties due to the trading platform of information disclosure. Enter Sina Financial shares] discussion

英国巴克莱银行将支付7000万美元了结黑池交易指控   新华社伦敦2月1日专电(记者邓茜)据英国媒体1日报道,英国巴克莱银行同意支付7000万美元奉,以了结美国监管者对其“黑池”交易的指控。   “黑池”是证券交易所之外的私人交易平台,通常由大型跨国银行或证券公司创立和营运,一般不对外披露证券买卖的价格、数量等信息,而是私下撮合、匿名交易。   这笔罚金是迄今对“黑池”交易运营方处罚最严厉的一次,巴克莱银行将向美国证券交易委员会和纽约州总检察长办公室对半支付。   与此同时,瑞士信贷也同意就“黑池”交易指控向上述两家机构共支付6000万美元,并另上缴2430万美元不正当收益。   有数据显示,美国超过三分之一的证券交易已不在公开市场进行。近年来美国监管机构加强对“黑池”交易的审查,多家金融机构因交易平台信息披露等问题受到巨额处罚。 进入【新浪财经股吧】讨论相关的主题文章:

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